NASA ROSES08: Regulatory AQ Applications Proposal- Technical Approach

From Earth Science Information Partners (ESIP)

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Event types

  • Dust
  • Smoke
  • LRTP
  • July 4th

Technical Approach

Description of DSS, NEDS

The main purpose of this project is to support the implementation of EPA's new Exceptional Event Rule by developing and delivering a suitable Decision Support System, Networks for Exceptional Event Decision Support (NEDS). The functionality of the system includes detecting and describing EEs; flagging and justification of EE-influenced samples by the States, as well as the evaluation of the EE flags by Regional and Federal EPA.

The main functionality of NEDS includes: accessing and processing data, analyzing events and preparing EE Justification reports which is accomplished by:

  1. Data network, DataFed, an infrastructure for accessing and integrating distributed EE-relevant data and models
  2. A networked community of analysts, FASTNet, for detecting, analyzing and describing exceptional events
  3. A comprehensive set of tools and methods for preparing and evaluating EE justification reports.

FASTNET EE Schem.png

The three components of NEDS working together constitute an end-to-end information processing system that takes observations as inputs and produces "actionable" knowledge necessary for EE decision making. The "actionable" knowledge is in the form of evidence that an exceedance would not have occurred "but for" the impact of the exceptional event. Unlike traditional monolithic, closed "stove pipe" DSS, the proposed DSS will follow a "network-centric" architecture. Data will be accessed from a network of providers. Similarly, the collaborating analysts will form a network. Loosely coupled connections to a network of data providers and data analysts along with an open, inclusive approach will promote the creation of an agile, responsive DSS that is capable of responding to the challenging and varied requirements of the Exceptional Event regulatory process.

However, in order to satisfy the operational requirements of the end-user organizations (States, Regional and Federal EPA), the open, loosely-coupled networks will be fortified by a core data network and a core analyst network that can deliver required data, tools and analysis products to the NEDS customers. The core networks will be composed of the co-investigators and collaborators of this project.

Major components of the proposed NEDS project have been developed over the past decade in projects, DataFed and FASTNet, SHAIRED (refs) as well as work conducted by CAPITA while supporting EPA in preparation of the EE RUle itself. These components are described in detail in the cited references. The new components of the proposed NEDS are the EE-specific tools and the Exceptional Event Reporting Facility.

The main challenge of this ambitious project will be "connecting the pieces" and enabling the networks to producae a societal benefit in the form of better quality management. In this sense the proposed NEDS is a contribution toward the implementation of the Global Earth Observing System of Systems (GEOSS). In U.S. context, NEDS will facilitate utilizing multi-sensory (monitoring) networks. It will connect agencies NASA (science and technology), NOAA (operation), EPA (regulation). Equally important will be the connections and knowledge-sharing between the people: air quality analysts and regulators.

DataFed: IT Architecture and Data Network Implementation

The data required for Exceptional Event Analysis will be integrated using the federated data system, DataFed (Need REF). The key roles of the federation infrastructure are to (1) facilitate registration of the distributed data in a user-accessible catalog; (2) ensure data interoperability using international, standard protocols; (3) provide a set of basic tools for data exploration and analysis.

Data federation is accomplished by providing data servers with a standard interface and exposing the data through the Internet. Federated data are accessible through a data catalog, which, from the user's perspective, makes the physical location of the data becomes irrelevant. In other words, data providers "publish" data in a catalog, users "find" data in the catalog and when ready, they connect or "bind" to the selected data access service. This loosely-coupled networked architecture is consistent with the "publish-find-bind" triad of Service Oriented Architecture and also supports the GEOSS motto: "Any Single Problem Requires Many Data Sets. Any Single Data Set Serves Many Applications." (GEO Secretariat, 2006).

Federating data resources can and will be pursued as a gradual, non-disruptive process where providers expose their data resources as a web service. Users of the federated data can then access the federated resources through suitable catalogs as shown in Fig... (add catalog to pic). In the case of NEDS, for example, all the data are accessed from the federated data pool.

FederatedData EEDSS.pngServiceChain.png
Fig.xx The services are organized as a stack of workflow chains. Each row is a data layer, where the values that are displayed are computed through the service chain. Which starts with data access followed by several processing services and then completed through a rendering service.

The Service Oriented Architecture (SOA) of DataFed is used to build web-applications by connecting the web service components (e.g. services for data access, transformation, fusion, rendering, etc.) in Lego-like assembly illustrated in Fig. 2b. The generic web-tools created in this manner include data browsers for spatial-temporal exploration, tools for transport analysis and spatial-temporal pattern analysis. The proposed tools specific to th EE Rule will also be composed by flexible web service composition.

Establishing the software connections for NEDS will be through DataFed, using standard interfaces including OGC WMS for image data and WCS for point and grid datasets. This universal access is accomplished by ‘wrapping’ the heterogeneous data, a process that turns data access into a standardized web service. As a result, virtual datasets can be queried by spatial and temporal attributes and processed into higher-grade data products.

The connectivity mechanism will be either directly through peer-to-peer connections or through mediators such as DataFed or GIOVANNI. Due attention will be given to the sensitivities of the data providers such as proper attribution and use constrains. The needs of the data users will be represented by proper metadata including data lineage, data quality and other detailed information. The creation of user-contributed metadata and the communication between data providers and data users will be facilitated through metadata workspaces, i.e. hybrid (structured/unstructured) wiki pages that are dedicated to each dataset.

The core NEDS data sharing network is a subset of the federated data pool. It contains data serving notes that are of particular relevance to exceptional event analysis. In the NEDS subset, the data flow is harmonized by eliminating connectivity glitches and it will be well-tested for persistency and robustness. Such a robust network can be the basis for creating distributed, compound applications that are built by the combined effort of multiple organizations. An outstanding example of such a compound application is the Combined Aerosol Trajectory Tool (CATT) which...

Core Data for NEDS include Data Providers:AQS, VIEWS, Airnow, NOAA HMS, GIOVANNI, PULSENet, BlueSky, AIRPACT, NAAPS, BAAMS...

The further development of the DataFed infrastructure is beyond the scope of this project since that development can be leveraged from other on-going projects such as the NASA REASON grant, SHAiRED, at Washington University.

Tools for Data Processing, Exploration and Visualization

Standards-based data access permits the development of generic tools for data exploration, processing and visualization. The same tool is then applicable to all the datasets that are standards compliant. Below is a short listing and description of the generic tools as well as key tools to be developed for the browsing and processing datasets for the Exceptional Event Rule implementation.

The DataFed Browser/Editor is the primary tool for the exploration of spatial-temporal pattern of pollutants. The multi-dimensional data are sliced and displayed in spatial views (maps) and in temporal views (timeseries). Each data view also accepts user input for point and click navigation in the data space. The cyclic view is for the display of diurnal, weekly and seasonal cycles at a given location or within a user-defined bounding box. The DataFed browser is also an editor for data processing workflows using a dedicated SOAP-based workflow engine. A typical workflow for map view is shown in Fig. XX.

Google Earth Data Browser, is a mashup between the data access and processing services, DataFed, and Google Earth for data display and user interface. The two applications are dynamically linked and the user can select and browse the spatial views of any federated dataset. The Google Earth user interface is particularly suitable for the overlay and display of overlapping, multi-sensory data. The temporal animation of sequential data in Google Earth is also instructive for the visualization of air pollutant dynamics and transport.

Analyst Console An Analysts Console (or dashboard) is a facility to display the state of the current aerosol system. It is anticipated that the Analysts Consoles will be the key dashboards for establishing the emergence, evolution and decay of exceptional events. Through a collection of synchronized views data from a variety of disparate providers are brought together, the sampling time and spatial subset (zoom rectangle) for each dataset is synchronized, and that the user can customize the console’s data content and format. The analyst community, using these tools will make decisions regarding specific events.

Concentration Anomaly Tool is to be developed and used operationally by the States and EPA to provide an automatic calculation of the normal pattern of air quality or as the deviation from the normal. A useful measure of the "normal" concentration is the 84th percentile (+1 sigma) for a given station. This tool permits the calculation of concentration anomalies. In order to establish the normal values the concentrations can be aggregated over multiple years for the given time window measured in Julian days, i.e. days between 160 and 190. Hence, a particular sample is considered anomalously high (deviates from the normal) if its value are substantially higher than the 84th percentile of the multi-year measurements for that "month" of the year. There is considerable need for flexibility in defining the 'normal' when calculating the deviation above normal.

Combined Air Quality Trajectory Tool (CATT) Backtrajectory analysis can be used to establish whether the air masses associated with the exceedance pass through the source region of the exceptional source. One approach is combining the observed source of an exceptional event with backtrajectories of high concentration events. Color coded concentration samples along with the backtrajectories which show the air mass transport pathway. Given the availability of FRM PM2.5 concentrations, it is instructive to examine the backtrajectories (air mass histories) associated with above-standard concentrations. If those backtrajectories pass through areas of known exceptional sources (forest fires, dust storms), then the corresponding high concentrations may be attributed to that event.

All the existing tools show leverage the benefits of standards-based network-centric architecture: Each tool is applicable to multiple datasets; Service orchestration makes it easy to create new tools; The shared web-based tools promote collaboration and communal data analysis.

FASTNET: Community Event Analysis Network

Full understanding and characterization of air pollution events is a very labor-intensive, subjective and sporadic process. Collecting and harmonizing the variety of data sources, describing events in a coherent, compatible manner and assuring that significant events will not ‘fall through the cracks’ is a challenging task for research groups, but even more for State and Regional air quality analysts.

We are proposing that general event analysis will be conducted by a virtual community of analysts. FASTNET (Fast Aerosol Sensing and Tools for Natural Event Tracking) the concept was introduced by Poirot, et al (2005). It began as an air pollution event detection and characterization project, which includes a set of tools, methods and a community of analysts. FASTNET was initially developed and supported by the Regional Planning Organizations (RPOs) for the characterization of major natural events relevant to the Regional Haze Rule. Forest fire smoke and windblown dust are particularly interesting events, due to their large emission rates over short periods of time, continental and global-scale impacts, and unpredictable sporadic occurrence.

The FASTNET proposed for NEDS will consist of a core group of analysts whose effort will ensure that:

  • Major EEs with exceptional impacts on many sites will be analyzed and described so that individual states can use that general authoritative event descriptions.
  • The core group will be available for consultations or to perform special analyses for difficult EE cases identified by the State, Regional or Federal offices.
  • The core group will also continue the development of tools and methods for the general characterization of EEs by identifying new data sources, combining and fusing multi-sensory data, interacting with the event modelers and forecasters.

The core event analysis network will include representation from Federal, Regional and State, NASA, ...Ad hoc members of the virtual community may include a broader community ... also harvesting without the active "participation" .... Harvesting Community Analysis Potential Analysts: VIEWS, Airnow, NPS, NOAA OESI, BlueSky, AIRPACT, States, EarthObservatory, MODIS Rapid Response, NASA Gateway to Astronaut Photography, Texas Natural Resources Cons. Comm (TNRCC)

Community interaction for event characterization is particularly vital since aerosol events are being identified, recorded and to various degree analyzed by diverse groups for many different purposes. We propose to "harvest" the event analyzes being conducted by groups and to combine it with analysis being done by FASTNET community serving NEDS.

The detection and characterization of short-term events is performed by monitoring a wide range of observations arising from real-time surface and satellite sensors, air quality simulations and forecast models as well as more detailed data obtained by slower sensors and used in post-analysis. The gathering of the distributed data and the tools for data exploration and processing are described by a companion project, DataFed, described in section.. Initial Event analysis can be performed in real-time while, by necessity, the detailed event characterization is conducted post-facto.

The FASTENET virtual community of analyst will conduct much of its business on an open wiki workspace. In the FASTNET workspace, each event will be assigned an EventSpace which will combine information on data, interpretation, discussion and community-produced event summary. (See example event workspace)A classical event workspace is for the 1998 Asian Dust Event.

The searchable event catalog facilitates the finding and reuse of past analyzes. The organization, statistics and spatial-temporal display of past aerosol events by type is also helpful in developing a long-term climatology of events. For example, the Regional Haze Rule requires the establishment of the natural haze conditions, which is to be attained by 2064. [ Add links out to ..] Conceivably, the event analysis performed in the community workspace could serve as triggers and guides to the States in deciding which station-data to flag.

The outputs of the community event analysis includes event characterizations as contributed by the joint effort of the participating community. These event descriptions are integrative and general purpose so that they are applicable to many users, such as informing the public, improving the model forecasts as well as advancing atmospheric science. The community-based event descriptions are also necessary in the formal EE DSS since many of the events extend well beyond the territory of any state. Thus, they provide a broader context that is required for event justification.

In the past the virtual community of analysts have been gathered by ad-hoc means. It is hoped that through this project, the virtual workgroups may receive more extensive support in form of Analyst Consoles, Anomaly detection tools, collaboration space and better communication. This collaboration support will allow better harvesting of the experience and insights of the interested community.

Organizational Challenges

  • Who should package EE description? (a) A designated, national EE 'descriptor', (b) Individual State 'observer/descriptor'. (3) Scientist/analysts as a virtual workgroup/wiki?
  • Who should be receiving/notified with the EE description/trigger? (a) State analysts (b) public (c) Virtual workgroup
  • Which agencies, orgs should be in; what governance on the EE detection/description? (a) fully open, all orgs, any time (b) (c) Core EE group + ad-hoc

EE Reporting Facility

The main scientific, technical challenge arises from the fact that many different source types contribute to PM2.5 concentrations. Some sources are anthropogenic, others are natural; some are located nearby, others can be located far away. Emissions from natural and 'extra-jurisdictional' sources, such as biomass fires and windblown dust or intercontinental pollution transport can contribute to severe episodic PM events, i.e. short-term concentration spikes. However, accounting for the contributions of these extra jurisdictional events in the implementation of the NAAQS is still under development.

Real-time continuous PM monitoring provides the record for short term event detection. Time-integrated and less frequent speciated PM samples provide the chemical signatures for specific aerosol types, such as smoke or dust. Satellite images delineate both the synoptic-scale as well as fine-scale features of PM events under cloudfree conditions. The full integration of these diverse PM data arising from a variety of measurements is still a major challenge for the data analyst. Air quality models that assimilate the various observations could serve as effective data integration platform. Unfortunately, the science and technology of such data assimilation is not yet available for the modeling and data analysis communities.

The EE Flag Justification Reports of a four sections each representing different EE justification criteria and requires its own set of evidence. ...

A. The event satisfies the criteria set forth in 40 CFR 50.1(j); In the first step it is established whether a site is in potential violation of the PM2.5 standard; is the concentration over the 15ug/m3 annual or 35 ug/m3 daily standard? Only samples that are in non-compliance are qualified for EE status flag. Next, qualitative or quantitative evidence is gathered and presented showing that the event could have been caused by a source that is not reasonably controllable or preventable
B. The main analysis step, provides key quantitative information for demonstrating a clear causal relationship between the measured exceedance value and the exceptional event.
C. Next, the sample is evaluated whether the measured high value is in excess of the normal, historical values. If not, the sample is not exceptional.
D. Finally, the contribution of the exceptional source to the sample is compared to 'normal' anthropogenic sources. Only samples where the exceedances occur but for the contribution of the exceptional source qualify for EE flag.

Event occurs, in real time analysts are notified AQ monitoring consoles as well as by news, blog and media reports; Analysts choose tools and data and do further analysis; Evidence (higher quality integrated data) produced by the analysts is published with description in near-realtime as event characterization to be used by other applications including EE DSS; When the EE DSS is triggered and the state analyst chooses to flag the station for a given date then further analysis needs to be done using both EE-specific and generic. Analysts chooses tools to provide specific evidence; When the EE DSS is triggered and the state analyst chooses to flag the station for a given date then further analysis needs to be done using both EE-specific and generic. Analysts chooses tools to provide specific evidence

EE process starts with trigger either from prominent event or high PM value Analyst monitoring console allows analysts to identify potential EEs and to explore evidence if it is an EE (Event monitoring and screen observations for potential events). – need monitoring and screening tool. (Part A) Station-centric see spikes (anomaly tool for Google Earth as an animation, show anomaly through an index – aerosol characterization)

A: Exceedance Description

The purpose of this DSS component is to demonstrate that the event satisfies the criteria set forth in 40 CFR 50.1(j), i.e. that there is a potential pollutant source which is not controllable or preventable, such as forest fires, dust storms, or pollution from other, extrajurisdictional regions. It is also necessary to establish whether a site is in potential violation of the PM2.5 daily (35ug/m3) or annual (15ug/m3) standard. Only samples that are in non-compliance are qualified for EE status flag.


Approach The evidence needed for this component is gathered from multiple sources. Each responding to different requirements, including the event description, the presumed uncontrollable source, potential violation of NAAQS.

Reports of the Event from Media and General Public. Event desc. FASTNET

Measured PM2.5 Concentration Showing Exceedance (>15ug/m3 or > 35ug/m3 ) - Site specific. The first step is to establish that a sample is a likely contributor to noncompliance. A site is in noncompliance if the 98 percentile of the PM2.5 concentration over a three year period is over 35 ug/m3. However, a sample may be in compliance even if the PM2.5 concentration is > 35ug/m3, provided that such values occur less than 2 percent of the time.


070524 PM25Exceed Arrow.png | 070524 VIEWS SO4fwEmission.png

Measured PM2.5 Speciation Data for the Event Day - Site Specific (EC/OC/SO4...). A compelling line of evidence for establishing a causal relationship is through the chemical fingerprints of aerosol samples. This speciated aerosol monitoring data can be used to indicate unusual exceptional status based on unusual chemical composition, e.g. organics for smoke and sulfates for non-exceptional sources. Speciated aerosol monitoring data can be used to indicate unusual exceptional status based on unusual chemical composition, e.g. organics or smoke, and soil components for wind-blown dust. Speciated aerosol composition data provide strong evidence for the impact of smoke on ambient concentrations. The figures below show the chemical composition data for sulfate and organics, respectively for May 24 and May 27.


Location of Flagged Monitor Site and Suspected Source Area. Need maps of source and monitor site.

B: Clear Causal Relationship between the Data and the Event

The purpose of this component is to demonstrate that there is a clear causal relationship between the measurement under consideration and the event that is claimed to have affected the air quality in the area. The evidence includes (1) backtrajectory analysis to establish whether the air masses associated with the exceedance pass through the source region of the exceptional source. (2) Speciated aerosol data showing unusual chemical composition, e.g. organics for smoke, soil components for wind-blown dust, and potassium for July 4th. (3) Forward model simulations can also indicate a causal relationship. (4) Temporal signatures (spikes) may also yield additional evidence. While none of the evidence provides proof, the combination of evidence from multiple independent perspectives can provide sufficient weight for decision making. Hence, the purpose of this report section and these tools is to illustrate the multiple lines of evidence and how to combine these for making a strong argument.The selection of datasets and tools as well as the presentation of the evidence is in the hands of the analysts.

Satellites: Under cloud-free conditions, near real-time satellite images and data products are useful for the identification of exceptional events such as forest and agricultural fires, wind-blown dust events.

The fire pixels, obtained from satellite and other observations, provide the most direct evidence for the existence and location of major fires. In the above map of fire pixels, the cluster of fires in southern Georgia is evident. The true color MODIS images from Terra (11am) and Aqua (1pm) show a rich texture of clouds, smoke/haze and land. Inspection of the images shows evidence of smoke/haze, while the Aerosol Optical Thickness (AOT) product, derived from MODIS Sensors (Terra and Aqua satellites) shows the column concentration of particles.

The Absorbing Aerosol Index provided by the OMI satellite reveals the smoke in the immediate vicinity of the fire pixels as well as the transported smoke. The lack of OMI smoke signal further away from the fires indicates an absence of smoke. It is also possible that the smoke is below the cloud layer and therefore not visible from the satellite. Also, the OMI smoke signal is most sensitive to elevated smoke layers, while near-surface smoke is barely detected by the Absorbing Aerosol Index..

Combined Air Quality Trajectory Tool: One line of evidence for causal relationship is combining the observed source of an exceptional event with backtrajectories of high concentration events. In the figures below, we show the color coded concentration samples along with the backtrajectories which show the air mass transport pathway. (CATT Manual, CATT Ref)

Model simulations and forecasts may also provide evidence for exceptional events. For example, the ability of regional and global-scale models for forecasting wind-blown dust events is continuously improving. This is evidenced by the good performance of the Naval Research Laboratory NAAPS global dust model. The simulation and forecasting of major smoke events is much more difficult due to the unpredictable geographic-time-height-dependence of the biomass smoke emissions. Hence, currently reliable and tested smoke forecast models do not exist. Nevertheless, some of the model simulations provide useful additional evidence for the cause of the high PM levels.

VIEWS Speciation Data - Carbon On May 24, the highest sulfate concentration was recorded just north of the Ohio River Valley. On the other hand, the highest organic carbon concentration is measured along the stretch from Georgia/Alabama to Wisconsin. This spatial separation of sulfate and organics indicates different source regions. Based on the combined chemical data and backtrajectories it is evident that the high PM concentrations that are observed along the western edge of the red trajectory path is due to the impact of the Georgia smoke. On the other hand the high PM2.5 concentrations just north of the Ohio River Valley are primarily due to known, controllable sulfate sources.

070527 VIEWS SO4f.png 070527 VIEWS OCfCombined.png070524 PassThroughSmoke Arrow.png

B.2 Challenges Establishing causality between alleged sources and site exceedances is a scientifically challenging task since it requires the establishment of a quantitative and defendable source-receptor relationship. Establishing such relationship for EEs exacerbated by the unpredictable emission location and time and usually complex transport processes. The organizational challenges stem primarily from the need to acquire observations from many organizations. The key implementation challenge is the proper integration of the multiple lines of evidence for estimating the causality of the anomalous source impact.

C: The Event is in Excess of the "Normal" Values

The purpose of this component is to demonstrate that the event is associated with a measured concentration in excess of normal historical fluctuations, including background. Establishing the magnitude of normal, historical values can be performed through many different statistical measures. The air pollution pattern varies in space, time and also depends on the pollutants. In case of PM, it also depends on the species in the PM chemical mix. The sulfate pattern, for example, is very different from nitrate, organics or dust. Thus, the metrics that meaningfully describe the "normal" historical pattern require many parameters including space, time composition along with those from parametric and/or nonparametric statistics.


Spatial Normals - PM2.5, Chemical Constituents. A useful measure of the "normal" concentration is the high, say 95th percentile, for a given station. In the illustration below, a time windows of +/- 15 days (one month window) was chosen. This period is longer than a typical exceptional event, but it is sufficiently short to preserve seasonality. In order to establish the normal values the concentrations can be averaged over multiple years for the given time window measured in Julian days. Hence, a particular sample is considered anomolously high (deviates from the normal) if its value are substantially higher than the 95th percentile of the multi-year measurements for that "month" of the year. See Help:Using the Concentration Anomaly Tool to learn how to change these parameters.

In the figures below, the concentration and anomaly patterns are illustrated for two days 2007-05-24 and 2007-05-27. For each day, the leftmost figure shows the measured day average PM2.5 concentration. The circles are color coded using the same coloring scheme as the contour for the concentration field. The middle figure shows the contour field for the 95th percentile PM2.5 concentrations. The color coded circles still represent the concentration for the selected day. The rightmost figure shows the concentration anomaly, the excess concentration of the current day values over the 95th percentile values. While the rightmost figures show that the excess concentrations are high, these by themselves cannot establish whether the origin is from controllable or exceptional sources.

Browser for: FRMPM25_diff
070524 FRM PM25 95perc Diff.png
The FRM shows that on May 24, the high excess concentrations over the median were confined to a well-defined plume north of the Ohio River Valley. The deep blue areas adjacent to the PM plume indicate that large portions of the eastern U.S. were near or below their median values.

While the excess concentrations are high, these by themselves cannot establish whether the origin of the excess is from controllable or exceptional sources.


C.2. Challenges: In the project, it will be necessary to decide (1) what should be the specific metric for the "normal" high concentration (2) what should be the excess above normal high value to qualify for exceptional high. With these settings specified, this tool can be devised to automatically detect whether a station's anomaly is exceptional or not.Detecting anomalies requires that there is a meaningful metric that quantifies the "normal" values. Unfortunately, quantifying the normal value of air pollutants is difficult and ambiguous since pollutant concentrations vary in time and space much more than the ... Hence, the key challenge is to devise suitable metrics for normal, normal-high etc. The organizational challenge is to devise a suitable metric for the normal that incorporates both the requirements of the regulatory agency, EPA, as well as that of the scientific community that is familiar with the nature of the pollutant variability. When suitable metrics for normal are derived it is desireable to develop appropriate tools that automatically calculate the anomalies and display those through appropriate visualization of spatial and temporal anomalies.

D: The Exceedance or Violation would not Occur, But For the Exceptional Event

There would have been no exceedance or violation but for the event. Finally, the contribution of the exceptional source to the sample is compared to 'normal' anthropogenic sources. Only samples where the exceedances occur but for the contribution of the exceptional source qualify for EE flag.

According to the EE Rule, observations can be EE-flagged if the violation is caused by the exceptional event. Considering the subtleties of the EE Rule, below are graphical illustrations of the Exceptional Event criteria.

  • The leftmost figure shows a case when the 'exceptional' concentration raises the level above the standard. A valid EE to be flagged.
  • In the next case, the concentration from controllable sources is sufficient to cause the exceedance. This is not a 'but for' case and should not be flagged.
  • In the third case, there is no exceedance. Hence, there is no justification for an EE flag.

EE ButFor Slide.png

D.1 Approach:
D.2 Challenges:

Science-technical Challenges

Organizational Challenges

Implementation Challenges


Based on the above analysis, it is now possible to delineate the regions of the Eastern Us of which the potential exceedances occurred but for the presence of the Georgia Smoke, which caused an exceptional event.

070524 FRM PM25 EE Exceedance.png
Conclusion: On May 24, the exceedances north of the Ohio River Valley were caused by the known anthropogenic sulfur emissions. This is deduced from the high sulfate concentration and airmass trajectories that have passed over the high emission regions. The region over which the exceedances were but for the presence of the exceptional Georgia Smoke is highlighted with yellow dots. The evidence arises primarily from (1) the high concentration of aerosol organics, (2) the backtrajectories to exceeding sites passing over the known fire region (3) model simulation of sulfate and smoke and (4) numerous qualitative reports of smoke in the region. The level of sulfates was sufficiently low (< 10 ug/m3) and the level of organics was sufficiently high such that the violation would not have occurred but for the smoke organics.

Based on the combined chemical data and backtrajectories it is evident that the high PM concentrations that are observed along the western edge of the red trajectory path is due to the impact of the Georgia smoke. On the other hand the high PM2.5 concentrations just north of the Ohio River Valley are primarily due to known, controllable sulfate sources.


070527 FRM PM25 BurFor.png
Conclusion: On May 27, the exceedances were clustered downwind of the GA smoke source. The multi-state region over parts of GA, AL, TN had low SO4 concentration (< 6 ug/m3), high OC concentration in excess of 10 ug/m3 and backtrajectories pointing toward the GA fires as the source of the organics. Thus, it is concluded that these exceedances over GA, AL, TN would not have occurred but for the impact of the GA smoke plume.


  • General Goal and Framework needs to satisfy EE Rule
  • Methods of EE flagging can be developed based on the EE Rule and constrained by the available data/analysis resources
  • EE DSS consists of:


    • EE Flagging template - lays out sequence and possible lines of evidence
    • Tools (based on template) that help preparing flags (States), approving (EPA Regions), deciding (Federal EPA)

The DSS needs to be robust and up-to-date, continuously or in batch mode. Need to request to EPA to expose the FRM PM2.5 and Ozone data, say every 3 months, after the sampling

Members of the 'Core' network need to agree to provide robust service of data and tools.

Application to Other DSS's and Significance

Summary and Significance

A statement of the perceived significance of the proposed work to the objectives of the solicitation and to NASA interests and programs in general.

  • Better air quality management decisions
  • Wider distribution of NASA products
  • Demonstration of GEOSS concept

The objectives and expected significance of the proposed research, especially as related to the objectives given in the NRA;

The relevance of the proposed work to past, present, and/or future NASA programs and interests or to the specific objectives given in the NRA;


EE Emission estimation from iterative observation-model emission refinement. 
Better forecasts
Better estimation of SIP Baseline

Other DSSs: VIEWS, Airnow, PULSENet, BlueSky, AIRPACT, BAMS

A.2 Challenges:

Science-technical Challenges

  • What are key EE indicator parameters? (a) Satellite images, data (b) Airnow PM2.5, O3; (c) Folk-sensors
  • When to gather the descriptive info on the EE? (a) Realtime, (b) Post-analysis, (c) Both?
  • How to gather EE descriptor info? (a) dedicated sensors (b) (c) virtual monitoring dashboard/console of relevant parameters

Implementation Challenges

  • What systems architecture? (a) ad-hoc, by State (b) dedicated EE detection system (c) system of systems
  • Who develops, implements applies the tools, methods
  • How is the entire activity to be 'connected'?


From NRA

As the main body of the proposal, this section should cover the following material:

  • Objectives of the proposed activity and relevance to NASA’s Strategic Goals and Outcomes given in Table 1 in the Summary of Solicitation of this NRA;
    • Strategic Subgoal 3A: Study planet Earth from space to advance scientific understanding and meet societal needs. - 3A.7 Expand and accelerate the realization of societal benefits from Earth system science.
  • Methodology to be employed, including discussion of the innovative aspects and rationale for NASA Earth research results to be integrated;
  • Systematic approach to integrate Earth science results into the decision-making activity (existing or new) and to develop and test the integrated system and address integration problems (technical, computational, organizational, etc.);
  • Approach to quantify improvements in the system performance, including characterization of risk and uncertainties;
  • Approach to quantify (or quantitatively estimate) the socioeconomic value and benefits from the resulting improvements in decision-making;
  • Challenges and risks affecting project success (technical, policy, operations, management, etc.) and the approach to address the challenges and risks; and
  • Relevant tables/figures that demonstrate key points of the proposal.

Proposals seeking to create a new decision-making activity should describe the tool, system, assessment, etc. in detail, including the decision analysis, factors, unique roles for Earth science research results, and other pertinent information.

From NASA Proposer Guidebook - Technical/Science/Management Section

[Ref.: Appendix B, Parts (c)(4), (c)(5), and in-part (c)(6)] As the main body of the proposal, this section must cover the following topics in the order given, all within the specified page limit. Unless specified otherwise in the NRA, the limit is 15 pages using the default values given in Section 2.3.1:

  • The objectives and expected significance of the proposed research, especially as related to the objectives given in the NRA;
  • The technical approach and methodology to be employed in conducting the proposed research, including a description of any hardware proposed to be built in order to carry out the research, as well as any special facilities of the proposing organization(s) and/or capabilities of the Proposer(s) that would be used for carrying out the work. (Note: ref. also Section 2.3.10(a) concerning the description of critical existing equipment needed for carrying out the proposed research and the Instructions for the Budget Justification in Section 2.3.10 for further discussion of costing details needed for proposals involving significant hardware, software, and/or ground systems development, and, as may be allowed by an NRA, proposals for flight instruments);
  • The perceived impact of the proposed work to the state of knowledge in the field and, if the proposal is offered as a direct successor to an existing NASA award, how the proposed work is expected to build on and otherwise extend previous accomplishments supported by NASA;
  • The relevance of the proposed work to past, present, and/or future NASA programs and interests or to the specific objectives given in the NRA;
  • To facilitate data sharing where appropriate, as part of their technical proposal, the Proposer shall provide a data-sharing plan and shall provide evidence (if any) of any past data-sharing practices.

The Scientific/Technical/Management Section may contain illustrations and figures that amplify and demonstrate key points of the proposal (including milestone schedules, as appropriate). However, they must be of an easily viewed size and have self-contained captions that do not contain critical information not provided elsewhere in the proposal.